- Fees payable to the AMF
- Application of the United Nations Resolution to Suppress Terrorism
- Professional liability insurance
- Professional development units (PDUs)
- Complaint examination
To better understand some of your obligations:
- Separate account
- Professional Liability Insurance Contract Drafting Guide (pdf - 204 KB)This link will open in a new windowUpdated on 4 April 2017
This guide is intended for insurers, firms and representatives to help them prepare an insurance contract that meets the requirements of the Act respecting the distribution of financial products and services. - Rules for business cards and other representations (pdf - 399 KB)This link will open in a new windowUpdated on 4 April 2017These guidelines pertain to representations and advertising related to financial sector participants governed by the Act respecting the distribution of financial products and services.
These guidelines pertain to representations and advertising related to financial sector participants governed by the Act respecting the distribution of financial products and services.