Forms Information Updated

Attachment of representative - Firm / Independent partnership / Independent representative (pdf - 135 KB)This link will open in a new window

Formely Application for joining a firm or an independent partnership

February 2015

Registration of independent representative (Schedule required) (pdf - 116 KB)This link will open in a new window

 
 February 2016

Registration of firm or independent partnership (pdf - 456 KB)This link will open in a new window

Supporting documents are included in this form.

November 2016

File update (pdf - 144 KB)This link will open in a new window

Supporting documents required depending on change requested:

 

Use this form to notify the AMF of changes to the name, shareholding or separate account of your business, or to inform the AMF of a transaction involving a merger/acquisition.

You must complete the Manage business relationships form to request a change to the responsible officer or partner, director or partner, correspondent, correspondent’s assistant or authorized signatory.

January 2017

Manage business relationships (pdf - 208 KB)This link will open in a new window

Supporting documents required depending on change requested:

 

Use this form to file a change in responsible officer or partner, director or partner, correspondent, correspondent’s assistant or authorized signatory.

You must complete the File update form to notify the AMF of changes to the name, shareholding or separate account of your business, or to inform the AMF of a transaction involving a merger/acquisition.

January 2017

Attestation of right to practice - general / outside Québec (pdf - 195 KB)This link will open in a new window

Formely Request for attestation of the right of practice - Certification or Registration

 

January 2017

Withdrawal from sector or withdrawal of registration
Firm / Independent partnership / Independent representative (pdf - 128 KB)This link will open in a new window

Formely Application for the withdrawal of a registration - firm or independant parternship and Application for the withdrawal of a sector- firm or independant partnership

January 2015

Branch transfer of representatives - Firm / Independent partnership (pdf - 165 KB)This link will open in a new window

 

January 2015

Application for authorization – Special broker (pdf - 109 KB)This link will open in a new window

 

January 2017

Withdrawal of representative - Firm / Independent partnership (pdf - 188 KB)This link will open in a new window

 

June 2015

Special brokerage :

 
 

June 2013

Statement :

 

 

January 2015

Cessation of Business (pdf - 109 KB)This link will open in a new window

 

June 2013

Change of business address / Branch closure (pdf - 159 KB)This link will open in a new window

 

November 2016

Mail-in payment form (pdf - 69 KB)This link will open in a new window

The AMF accepts forms sent by mail only. Forms sent by e-mail or by fax will not be accepted.  

February 2017