Decisions and Freeze and cease trade orders

Montréal - The publication of this press release constitutes the method of service authorized by the Bureau de décision et de révision (the Bureau) with respect to Jean-Marc Lavallée of a decision handed down on April 11, 2013 related to the matter of Alain Péloquin,1 Isabelle Cantin2 and Jean-Marc Lavallée.

See Decision 2011-007-014 (pdf - 2 MB)This link will open in a new window (in French only).

On April 11, 2013, the Autorité des marchés financiers (AMF) filed a request with the Bureau to extend by 120 days the freeze order initially issued on February 4, 2011 in the above-mentioned matter. It orders Alain Péloquin and Isabelle Cantin not to dispose, directly or indirectly, of the funds, securities or other assets that they have in their possession or that they have under control or in safekeeping. As well, the Bureau orders Jean-Marc Lavallée not to dispose of the funds, securities or other assets that he has on deposit, under control or in safekeeping on behalf of Alain Péloquin or Isabelle Cantin or any other entity controlled by them.

The Autorité des marchés financiers (AMF) is the regulatory and oversight body for Québec's financial sector.

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Information:

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1Respondent Alain Péloquin should not be confused with dealing representative (mutual fund dealer) Alain Péloquin of TD Investment Services Inc., NRD number 148481.
2 Respondent Isabelle Cantin should not be confused with insurance of persons representative and dealing representative (mutual fund dealer) Isabelle Cantin of Services d'Assurance I.G. inc. in Boucherville and Investors Group Financial Services Inc., holder of certificate number 187 322 and NRD number 2557641.