Securities Organization CSA
On June 17, 2016, the AMF met with some one hundred securities sector participants in Montréal. One of the purposes of the meeting was to review the reforms proposed in CSA Consultation Paper 33-404 Proposals to Enhance the Obligations of Advisers, Dealers, and Representatives Toward their Clients(pdf - 665 KB)This link will open in a new windowUpdated on 28 April 2016Obligations of Advisers, Dealers, and Representatives toward their Clients, published on April 28, 2016.
Participants had the opportunity to ask questions and share their views with AMF Client Services and Distribution Oversight staff.
The consultation process continues until August 26, 2016. The AMF invites interested parties to submit their written comments by that date.