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Firms, independent partnerships and independent representatives - Registration

Forms Information Updated

Attachment of Representative - Firm / Independent Partnership / Independent Representative

Formely Application for joining a Firm or an Independent Partnership

 

March 2015

Application for Registration independent Representative (Schedule mandatory)

   January 2015

Registration of firm or independent partnership
 

Supporting documents are included in this form.

 

November 2016

File update

Supporting documents required depending on change requested:

Use this form to notify the AMF of changes to the name, shareholding or separate account of your business, or to inform the AMF of a transaction involving a merger/acquisition.

You must complete the Manage business relationships form to request a change to the responsible officer or partner, director or partner, correspondent, correspondent’s assistant or authorized signatory.

January 2017

Manage business relationships

Supporting documents required depending on change requested:

Use this form to request a change to the responsible officer or partner, director or partner, correspondent, correspondent’s assistant or authorized signatory.

You must complete the File update form to notify the AMF of changes to the name, shareholding or separate account of your business, or to inform the AMF of a transaction involving a merger/acquisition.

January 2017

Attestation of Right to Practice - General / Outside Québec

Formely Request for attestation of the right of practice - Certification or Registration

 

 

January 2017

Withdrawal from Sector or  Withdrawal of Registration
Firm / Independent Partnership / Independent Representative

 

Formely Application for the withdrawal of a Registration - Firm or Independant parternship and Application for the withdrawal of a sector- Firm or independant partnership
 

 

January 2015

Branch Transfer of Representatives - Firm / Independent Partnership
 

 

 April 2013

Application for Authorization special broker

 

 

January 2017

Withdrawal of Representative - Firm / Independent Partnership

 

June 2015

Special brokerage :

  June 2013

Statement :

 

January 2015

Cessation of Business

 

 

January 2015

Change of business address / Branch closure

 

November 2016

Forms Information Updated

Payment form

The AMF accepts forms sent by mail only. Forms sent by e-mail or by fax will not be accepted.

January 2015

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